AML Policy

Anti-Money Laundering Policy

TF Global Markets (Aust) Pty Ltd collects and verifies the personal identification data of our account holders, while logging and tracking itemized statements of all the transactions that are carried out by our clients. Prior to opening an account with TF Global Markets (Aust) Pty Ltd a valid form of government-issued identification (Driver's License, State ID, or Passport), a proof of residence, and bank account information is required, along with your completed account application. Additionally, TF Global Markets (Aust) Pty Ltd tracks all suspicious transactions of our clients, and transactions executed under non-standard trading conditions.


  • All TF Global Markets (Aust) Pty Ltd client funds are held in separate, segregated accounts that are designated only for client deposits and withdrawals.

  • TF Global Markets (Aust) Pty Ltd monitors funding from various bank accounts outside of the account holder's home country.

  • TF Global Markets (Aust) Pty Ltd performs its actions on the basis of the anti-money laundering framework set forth by the Financial Action Task Force.

  • TF Global Markets (Aust) Pty Ltd neither accepts cash deposits nor disburses cash under any circumstances.

  • TF Global Markets (Aust) Pty Ltd does not accept third-party deposits of any kind.

  • TF Global Markets (Aust) Pty Ltd matches each deposit to the account name on file for that customer.

  • TF Global Markets (Aust) Pty Ltd reserves the right to refuse processing a transaction at any stage where it believes the transaction to be connected in any way to money laundering or criminal activity. In accordance with international law, TF Global Markets (Aust) Pty Ltd is not obligated to inform the client if suspicious activity is reported to any corresponding regulatory or legal bodies.


Account Opening Procedures - Know Your Customer Policy (KYC)

Prior to opening an account, TF Global Markets (Aust) Pty Ltd shall document the identity, nature of business, income, source of assets, and investment objectives of each prospective customer.

While we welcome clients from all over the globe, governmental restrictions along with our company policies prohibit TF Global Markets (Aust) Pty Ltd from opening accounts originated from the following restricted and/or OFAC sanctioned countries:

Afghanistan

Former Yugoslavia

Niger

Angola

Gambia

Nigeria

Aruba

Ghana

North Korea

Belarus

Guinea Bissau

Oman

Bolivia

Guinea Conakry

Pakistan

Botswana

Haiti

Papua New Guinea

Burkina Faso

Iran

Pitcairn Island

Burma (Myanmar)

Iraq

Rwanda

Cambodia

Ivory Coast

Senegal

Central African Republic

Japan

Sierra Leone

Chad

Kyrgyzstan

Somalia

Cote d'Ivoire (Ivory Coast)

Lebanon

Swaziland

Cuba

Lesotho

Syria

Democratic Republic of Congo

Liberia

Tajikistan

Djibouti

Libya

Tanzania

Ecuador

Laos

Togo

Eritrea

Mali

Turkmenistan

Ethiopia

Mongolia

Uganda

Falkland Islands

Namibia

United States of America

Fiji

Nicaragua

Yemen

 

 

Zimbabwe

 

Account Opening Requirements and Framework:

Photo ID - The following are acceptable forms of photo identification:

  • A valid passport

  • A valid government ID, such as a Driver's License or State ID

  • A valid National Identity Card

*Please note that all photo IDs are verified through third-party compliance software.

Proof of Residence - The following are acceptable forms of proof of residence:

  • A utility or phone bill, or a bank statement

  • All proof of residences must be current and not outdated by more than 90 days

 

Bank Account Requirements

  • All TF Global Markets (Aust) Pty Ltd account holders must have a valid bank or credit card account in their name

  • The bank statement should show their name and the same registered address as their application

 


Funds Withdrawal Procedures

The withdrawal process at TF Global Markets (Aust) Pty Ltd detailed below, is structured around strict guidelines to make sure that funds are securely sent back to their originating source.

  • TF Global Markets (Aust) Pty Ltd customers must complete a signed paper or digital withdrawal request containing their correct account information.

  • The withdrawal form is submitted to the TF Global Markets (Aust) Pty Ltd Accounting department for processing. The Accounting department confirms the account balance, verifies that there are no holds or withdrawal restrictions on the account, and then approves the withdrawal request, pending approval by the treasury team.

  • The TF Global Markets (Aust) Pty Ltd treasury team reviews all withdrawal requests approved by the Accounting department, verifying the original funds are withdrawn via the same method of deposit and to the account holder on file. The treasury team also examines the withdrawal request against the customer's deposit history to make sure there is no suspicious activity, and verifies the bank account on file.

  • Withdrawal requests approved by the TF Global Markets (Aust) Pty Ltd treasury department are sent back to the accounting department, and the funds are released to the client.

  • In the event that a withdrawal is flagged for suspicious activity, the withdrawal is placed on hold, pending further investigation by TF Global Markets (Aust) Pty Ltd management staff.

  • TF Global Markets (Aust) Pty Ltd Management partners with the treasurt team to see if further action needed and which, if any, relevant regulatory bodies need to be contacted.


Compliance Summary

The compliance procedures listed above are only brief synopsis of the high level guidelines observed by the TF Global Markets (Aust) Pty Ltd compliance team. A detailed copy of our compliance policy is available for qualified institutions, regulatory bodies, and related counterparts. For additional questions concerning TF Global Markets (Aust) Pty Ltd policies, please feel free to contact our Compliance department. No substitutions or modifications will be accepted to the above requirements, TF Global Markets (Aust) Pty Ltd Compliance department reserves the final determination regarding the validity of the documents.

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TF Global Markets (UK) Limited(智汇英国)受英国金融市场行为监管局(FCA)的授权和监管,FCA注册号:629628,注册地址:2 Copthall Avenue, London EC2R 7DA, United Kingdom,公司代码:09042646。

TF Global Markets (Aust) Pty Ltd(智汇澳大利亚)受澳大利亚证券投资委员会(ASIC)监管,金融服务牌照(AFSL)号码:424700,注册地址:Level 11, 636 St. Kilda Road, Melbourne, VIC, Australia 3004,ABN代码:69158361561。此金融服务牌照授权我们为澳大利亚的个人或公司提供服务。

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